Monthly Archives: July 2017

New York Attorney Charged with Shell Company Stock Fraud

sec-ny-attorney

Last week the U. S. Securities and Exchange Commission judged that David Lubin, a New York-based attorney, may no longer appear or practice before the SEC, and may no longer act as an officer or director of a public company. He was charged with making false and misleading statements in corporate filings.

Continue reading

Leave a comment

Filed under Investment Advisers, SEC, Securities and Exchange Commission